Skill guides · 2 min read
Regulatory enforcement review
Review US NFA concluded enforcement and regulatory actions linked to the subject.
When to use it
Use this to review the supported US National Futures Association enforcement scope for a person or organization. Enter known identity details so a concluded regulatory record is assessed against the correct subject, especially when names are common.
Before you start
Available on Pro and Agency. Replace the illustrative inputs with your subject’s details.
Supply optional Identifier type and Identifier value together, or leave both blank. Use only identity details you know.
| Field | Required | What to enter |
|---|---|---|
| Subject type | Required | Choose PERSON, ORGANIZATION. |
| Subject name | Required | Enter subject name. |
| Aliases (semicolon separated) (optional) | Optional | Known alternate names, separated by semicolons. |
| Birth date (optional) | Optional | Known date, such as 1980-01-01. |
| Nationality (country code) (optional) | Optional | Known country code, such as sg. |
| Jurisdiction (country code) (optional) | Optional | Known country code, such as bg. |
| Identifier type (optional) | Optional | Choose idNumber, registrationNumber, taxNumber, leiCode, passportNumber, innCode. |
| Identifier value (optional) | Optional | Enter identifier value. |
Run the Skill
- Find Regulatory enforcement review in Skill library and select Use template.
- Fill the template fields and review Preview.
- Choose Insert into chat to load the composer.
- Check the case and send the unchanged request. Reopen the template to change inputs.
Subject type: PERSON Subject name: Alex Example
Read the results
Check the identity candidate, source date, concluded action, and any reported penalty. The reviewed scope is US NFA and excludes complaints; it is not a search of all regulators or all allegations. If the source does not disclose a penalty, leave it unknown. Keep the identity match separate from the record’s relevance, and avoid extending a stated outcome beyond what the cited record supports.